Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Novak is a financial advisor who has been in the industry since 2009. He is currently registered with Northwestern Mutual Investment Services, LLC in Troy, Michigan. Jeffrey has previously held positions with Equitable Advisors, LLC, AXA Advisors, LLC, T3 Trading Group, LLC, WTS Proprietary Trading Group LLC, Ocean View Capital, LLC, EchoTrade LLC, Rosenthal Collins Equities, L.L.C., May Financial Corporation, and H&R Block Financial Advisors, Inc. Jeffrey has passed several industry exams including the Series 7, Series 63, Series 65, and SIE exams. Jeffrey is registered as an Investment Adviser Representative in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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MI
05/16/2022 - Present
Northwestern Mutual Investment Services, LLC (TROY MI)
MI
10/06/2020 - 10/21/2021
EQUITABLE ADVISORS, LLC (TROY MI)
MI
09/13/2018 - 05/11/2020
AXA ADVISORS, LLC (TROY MI)
NY
11/07/2014 - 02/26/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
10/07/2011 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
CA
01/28/2011 - 09/22/2011
OCEAN VIEW CAPITAL, LLC (RANCHO SANTA FE CA)
AZ
04/28/2006 - 08/10/2007
ECHOTRADE LLC (PHOENIX AZ)
IL
03/23/2005 - 03/06/2006
ROSENTHAL COLLINS EQUITIES, L.L.C. (CHICAGO IL)
TX
08/06/2001 - 10/20/2004
MAY FINANCIAL CORPORATION (DALLAS TX)
MI
10/09/2000 - 07/31/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 04/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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