Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Katz has been in the financial services industry since 1987. Jeffrey is registered with the Securities and Exchange Commission as an investment advisor representative and is currently employed by SPC, a Registered Investment Advisor headquartered in Ann Arbor, MI. Jeffrey is also a licensed life insurance agent and sells life insurance, disability income, long term care and fixed annuities through Katz Financial Services. Jeffrey has previously been employed by Securian Financial Services, Inc., 1717 Capital Management Company, Equity Services, Inc., Berkshire Equity Sales, Inc., NML Equity Services, Inc., and Robert W. Baird & Co. Incorporated. Jeffrey is a Chartered Financial Consultant and holds Series 6, 7, 63, and 65 securities licenses and the SIE. Jeffrey specializes in financial planning, portfolio management for individuals and businesses, pension consulting and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MA
06/06/2011 - Present
SPC (HOPEDALE MA)
RI
06/09/2008 - 06/10/2011
SECURIAN FINANCIAL SERVICES, INC. (WARWICK RI)
MA
09/27/2004 - 05/27/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWTON MA)
VT
12/07/1999 - 10/06/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
12/19/1990 - 12/06/1999
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
WI
06/19/1987 - 01/29/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
06/19/1987 - 11/02/1990
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 06/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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