Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Hoffman is a securities professional with over 27 years of experience in the industry. He is currently registered with Guggenheim Securities, LLC and has held previous roles at firms such as J.P. Morgan Securities LLC, Piper Jaffray & Co., and Goldman, Sachs & Co. Jeffrey Alan Hoffman has a strong background in investment banking and holds several industry certifications, including Series 7, Series 24, Series 63, Series 79TO, and SIE. He is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/01/2015 - Present
Guggenheim Securities, LLC (NEW YORK NY)
CA
10/01/2008 - 06/12/2015
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
06/13/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
07/10/1998 - 06/13/2006
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
NY
08/11/2003 - 08/14/2003
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
10/01/1997 - 01/16/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
10/13/1995 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
09/08/1994 - 09/29/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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