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Jeffrey Alan Desich

ETC Brokerage Services, LLC

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About Jeffrey Alan Desich

Jeffrey Alan Desich is a financial professional with over 25 years of experience in the industry. Jeffrey is currently registered with ETC Brokerage Services, LLC and holds licenses in Florida, Ohio, and Texas. Jeffrey has been registered with ETC Brokerage Services, LLC since January 4, 2012, and previously worked with MID-OHIO SECURITIES CORP from August 21, 1997 to August 1, 2013. Jeffrey holds several licenses, including Series 7, Series 27, Series 28, Series 66, Series 99TO, and SIE. Jeffrey is a Principal and has a strong understanding of the financial markets and the needs of his clients.

Firm Information

Jeffrey Desich is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Desich’s Registration & Firm History

OH

01/04/2012 - Present

ETC Brokerage Services, LLC (Westlake OH)

OH

08/21/1997 - 08/01/2013

MID-OHIO SECURITIES CORP (ELYRIA OH)

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Licenses & Designations

BOTH

Issued 06/26/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 09/22/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jeffrey Alan Desich. Review regulatory record here.
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