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Jeffrey Alan Conner

Loop Capital Markets LLC

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About Jeffrey Alan Conner

Jeffrey Alan Conner is a registered representative with Loop Capital Markets LLC. Jeffrey has been in the securities industry since 1996. Prior to joining Loop Capital Markets LLC, Jeffrey worked at Compass Point Research & Trading, LLC, Topeka Capital Markets Inc., Rodman & Renshaw, LLC, and Goldman, Sachs & Co.. Jeffrey holds the Series 3, 7, 24, 55, 57TO, and 63 licenses. Jeffrey specializes in providing transition management services and equity research services. Jeffrey is currently registered with the state of New York.

Firm Information

Jeffrey Conner is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Jeffrey Conner’s Registration & Firm History

NY

06/08/2017 - Present

Loop Capital Markets LLC (NEW YORK NY)

NY

06/17/2016 - 06/02/2017

COMPASS POINT RESEARCH & TRADING, LLC (NEW YORK NY)

NY

08/01/2012 - 06/03/2016

TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)

NY

02/01/2012 - 07/24/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

02/07/1996 - 11/11/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/08/1997

Series 3 - National Commodity Futures Examination

BC

Issued 02/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Alan Conner.
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