Unclaimed
Jeffrey Alan Cohen is a financial advisor at Santander US Capital Markets LLC, with over 27 years of experience in the industry. Jeffrey has held positions with Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated and Prudential-Bache Securities Inc. in the past. Jeffrey is licensed in New York and Florida, holds the Series 7, 10, 24, 63, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
12/18/2000 - 09/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
04/18/2000 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/14/1999 - 04/07/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/17/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
11/10/1992 - 02/15/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/08/1990 - 12/06/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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