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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Cain is a financial advisor with over 40 years of experience in the financial industry. Jeffrey currently works at Morgan Stanley. Jeffrey has been registered with the state of Texas since 2009. Jeffrey has experience working with individuals, high-net-worth individuals, investment companies, insurance companies, charitable organizations, pension and profit sharing plans, corporations or other businesses, banking or thrift institutions, state or municipal government entities, and investment clubs. Jeffrey holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
06/01/2009 - Present
Morgan Stanley (Scottsdale AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
06/03/1994 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NY
01/29/1988 - 06/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/22/1984 - 02/09/1988
PAINEWEBBER INCORPORATED
BC
Issued 08/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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