Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Bannon is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeffrey is licensed in Indiana and Texas, and has been working in the industry since August 2012. Prior to joining Merrill Lynch, Jeffrey held positions at Stifel, Nicolaus & Company, Incorporated and City Securities Corporation. Jeffrey holds a Series 7, Series 63, and Series 65 license. Jeffrey specializes in portfolio management for businesses and individuals. Jeffrey is a member of the Montgomery County Community Foundation Investment Committee and the Sagamore News Media LLC board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/21/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAFAYETTE IN)
IN
02/28/2017 - 08/06/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LAFAYETTE IN)
IN
08/28/2012 - 02/28/2017
CITY SECURITIES CORPORATION (LAFAYETTE IN)
IA
Issued 01/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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