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Jeffrey Adams Wells

Northwestern Mutual Investment Services, LLC

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About Jeffrey Adams Wells

Jeffrey Adams Wells is a financial advisor with Northwestern Mutual Investment Services, LLC. Wells has been in the financial services industry since November 22, 1983. Wells is registered with the state of California as both a broker-dealer and investment advisor representative and has a Series 6, 7, and 63 licenses and a SIE certification. Wells has previous experience with Robert W. Baird & Co. Incorporated and PRUCO Securities Corporation. Wells may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. In addition to working with individuals, Wells has experience providing financial advice to banking or thrift institutions.

Firm Information

Jeffrey Wells is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

414 YALE AVENUE

CLAREMONT, CA 91711

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Wells’s Registration & Firm History

CA

12/16/2010 - Present

Northwestern Mutual Investment Services, LLC (CLAREMONT CA)

WI

03/03/1987 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

11/23/1983 - 01/30/1986

PRUCO SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 12/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Adams Wells. Review regulatory record here.
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