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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Adam Miller is a financial advisor with UBS Financial Services Inc. Jeffrey has been in the financial services industry for over 23 years. Jeffrey holds the Series 7, Series 63 and Series 65 licenses. Jeffrey is registered with the state of Connecticut as well as the state of California and Texas. Jeffrey's expertise includes portfolio management for businesses and individuals, financial planning, educational seminars, and the selection of other advisers. Jeffrey provides advisory services for individuals, high net worth individuals, corporations and other businesses, pension and profit sharing plans, insurance companies, charitable organizations, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
11/06/2013 - Present
UBS Financial Services Inc. (GREENWICH CT)
NY
06/01/2009 - 11/14/2013
MORGAN STANLEY (PURCHASE NY)
NY
06/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
12/14/2000 - 07/13/2007
CITIGROUP GLOBAL MARKETS INC. (WHITE PLAINS NY)
NY
10/05/2000 - 12/19/2000
DELTA ASSET MANAGEMENT COMPANY, LLC (MINEOLA NY)
IA
Issued 01/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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