Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Little is a financial advisor with over 30 years of experience in the industry. Jeffrey currently works at Raymond James & Associates, Inc. and is registered with FINRA and the states of Alabama and Texas. Previously, Jeffrey worked at WELLS FARGO CLEARING SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jeffrey is a licensed Series 63, 65, 7, and SIE representative. Jeffrey specializes in retirement planning, financial planning, insurance, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/16/2021 - Present
Raymond James & Associates, Inc. (Gadsden AL)
AL
11/17/2008 - 08/18/2021
WELLS FARGO CLEARING SERVICES, LLC (GADSDEN AL)
AL
10/25/1989 - 11/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GADSDEN AL)
IA
Issued 08/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Little is the right advisor for you? Invested Better is here to help.
