Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Adam Finkelstein is a financial professional with over 20 years of experience in the industry. He currently works at Wells Fargo Securities, LLC, a firm that provides investment banking, capital markets, and advisory services. Jeffrey has a strong background in various financial markets, including investment banking, equities, and commodities. He holds multiple licenses and registrations, demonstrating his commitment to providing comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2011 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/22/2008 - 06/11/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/11/2001 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/07/1998 - 10/28/1998
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NA
07/03/1996 - 03/17/1998
PEREGRINE BROKERAGE INC.
NY
11/21/1994 - 10/11/1995
BARING SECURITIES INC. (NEW YORK NY)
BC
Issued 02/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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