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Jeffrey Adam Divirgilio

Mizuho Securities USA LLC

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About Jeffrey Adam Divirgilio

Jeffrey Adam Divirgilio is a financial advisor registered with Mizuho Securities USA LLC. He is licensed to offer investment advice in all 50 states and the District of Columbia. Jeffrey has over 20 years of experience in the financial services industry. He has been a registered representative since 2002. Jeffrey has passed the Series 3, 7, 55, 63, 99TO and 57TO examinations. He also holds the Securities Industry Essentials (SIE) examination. Before joining Mizuho Securities USA LLC, Jeffrey worked at Credit Suisse Securities (USA) LLC and Joseph Stevens & Company, Inc.

Firm Information

Jeffrey Divirgilio is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Divirgilio’s Registration & Firm History

NY

09/20/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/01/2003 - 08/29/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/18/2002 - 11/20/2002

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 09/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/31/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Adam Divirgilio.
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