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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Adair Pierce is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Irvine, California, and has been in the industry since 1980. Jeffrey has a strong track record of providing financial planning and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Jeffrey is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (IRVINE CA)
CA
01/01/2008 - 10/02/2009
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
CA
07/26/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAGUNA BEACH CA)
IA
03/06/2003 - 08/08/2005
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
NY
10/01/2001 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
10/04/1996 - 10/05/2001
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
MO
01/11/1990 - 10/08/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
07/31/1980 - 01/27/1990
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
11/19/1979 - 12/20/1979
EQUITEC SECURITIES COMPANY
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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