Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Rogers is a financial professional with over 4 years of experience in the industry. He has a strong background in securities, with experience at both TD Ameritrade, Inc. and Axos Clearing LLC. Jeffrey holds the Series 7, Series 63, Series 24 and SIE licenses and is registered with the state of Nebraska. He is currently working as a Financial Advisor with Axos Clearing LLC, a firm that is NOT IN SCOPE with the Iowa Insurance Division. Jeffrey specializes in providing financial advice and investment services to clients in the Omaha area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/06/2020 - Present
Axos Clearing LLC (Omaha NE)
NE
04/15/2019 - 12/17/2019
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 04/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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