Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Aaron Horn is a financial advisor who has been in the industry since November 20, 1979. Currently, Jeffrey is registered with RBC Capital Markets, LLC as a Registered Representative and Investment Advisor Representative. Jeffrey has previously worked with Citigroup Global Markets Inc., J.P. Morgan Securities Inc., Schroder & Co. Inc., Drexel Burnham Lambert Incorporated, Crowell, Weedon & Co., The Southern California Corporation, and Eldredge & Co. Incorporated of Califoria. Jeffrey has passed Series 4, 7, 8, 9, 10, 52, 53, 63, and 65 exams as well as the SIE. Jeffrey holds active registrations in 34 states and is currently working out of the Beverly Hills, CA branch office of RBC Capital Markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/05/2015 - Present
RBC Capital Markets, LLC (BEVERLY HILLS CA)
CA
05/27/2000 - 04/14/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/22/2001 - 01/26/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/09/1989 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NA
08/01/1984 - 06/12/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/27/1981 - 05/01/1984
CROWELL, WEEDON & CO.
NA
08/22/1979 - 01/05/1982
THE SOUTHERN CALIFORNIA CORPORATION
NA
05/19/1980 - 01/04/1982
ELDREDGE & CO. INCORPORATED OF CALIFORIA
IA
Issued 12/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/14/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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