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Jeffrey A Swarr

Alight Financial Advisors, LLC

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About Jeffrey A Swarr

Jeffrey A. Swarr is an investment advisor representative with Alight Financial Advisors, LLC. He has been in the financial industry since 2011. Jeffrey holds Series 6, 7, 63, and 65 licenses and the SIE designation. He has previously worked with a number of well-known financial institutions including Thvient Investment Management Inc, HORNOR, TOWNSEND & KENT, INC, and Santander Securities LLC. Jeffrey is registered with the state of North Carolina and Pennsylvania.

Firm Information

Jeffrey Swarr is currently registered with Alight Financial Advisors, LLC. Alight Financial Advisors, LLC is an investment advisor registered with the SEC and located in Charlotte, NC. The firm manages approximately $10 billion to $50 billion in assets for individuals. They offer a range of services including financial planning, portfolio management, and educational seminars. They are also a participant in wrap fee programs.
Alight Financial Advisors, LLC

9335 HARRIS CORNERS PARKWAY

CHARLOTTE, NC 28269

$33.74B

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Set-up fees and related services

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Jeffrey Swarr’s Registration & Firm History

NC

04/24/2020 - Present

Alight Financial Advisors, LLC (CHARLOTTE NC)

PA

09/21/2018 - 03/27/2020

SANTANDER SECURITIES LLC (HARRISBURG PA)

PA

05/11/2018 - 09/13/2018

HORNOR, TOWNSEND & KENT, INC. (LANCASTER PA)

PA

03/06/2013 - 05/07/2018

THRIVENT INVESTMENT MANAGEMENT INC. (LANCASTER PA)

PA

11/11/2011 - 03/06/2013

METLIFE SECURITIES INC. (CAMP HILL PA)

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Licenses & Designations

IA

Issued 04/05/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2012

Series 7 - General Securities Representative Examination

BC

Issued 11/10/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey A Swarr.
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