Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey A. Rogles is a financial professional with over 17 years of experience in the financial services industry. Jeffrey is currently registered with Wells Fargo Clearing Services, LLC and has been with them since November 2016. Prior to that, Jeffrey was registered with Pruco Securities, LLC, from 2005 to 2007, and A. G. Edwards & Sons, Inc. from 2007 to 2008. Jeffrey is a Certified Financial Planner (CFP®) and holds FINRA Series 6, 7, 63 and 65 licenses, and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/16/2023 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
MO
04/12/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHESTERFIELD MO)
MO
08/22/2005 - 04/25/2007
PRUCO SECURITIES, LLC. (ST. LOUIS MO)
IA
Issued 12/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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