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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Frederick has been in the financial services industry since April 2000. Jeffrey is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut, New York, and Texas. Jeffrey has previously worked at several firms, including Morgan Stanley, Columbia Management Investment Distributors, Inc., PIMCO Investments LLC, Allianz Global Investors Distributors LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey holds a Series 3, Series 7, Series 10, Series 24, Series 63, Series 65, and Series 66 license. Jeffrey specializes in providing portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/09/2013 - 09/16/2016
MORGAN STANLEY (NEW YORK NY)
MA
08/22/2011 - 02/13/2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
02/14/2011 - 06/30/2011
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
07/09/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
06/01/2009 - 07/09/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/22/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
02/18/1997 - 06/29/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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