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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Faber is a financial advisor with over 20 years of experience in the industry. Jeffrey is registered with Ameriprise Financial Services, LLC and is licensed to provide investment advice in Washington. Jeffrey also holds a Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC) designation. Jeffrey has worked with a variety of clients, including individuals, families, businesses, trusts, and charitable organizations. Jeffrey specializes in financial planning, asset allocation, and portfolio management. Jeffrey's previous employers include HSBC Securities (USA) Inc., Country Capital Management Company, Wells Fargo Investments, LLC, Wachovia Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/11/2020 - Present
Ameriprise Financial Services, LLC (Bellevue WA)
WA
02/03/2012 - 01/29/2020
HSBC SECURITIES (USA) INC. (MERCER ISLAND WA)
WA
05/14/2009 - 12/22/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (BOTHELL WA)
WA
12/08/2003 - 04/07/2008
WELLS FARGO INVESTMENTS, LLC (BELLEVUE WA)
MO
01/31/2001 - 03/20/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MN
01/07/1999 - 12/01/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/07/1999 - 12/01/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
01/07/1998 - 10/08/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/09/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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