Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Wayne James is an active broker-dealer registered in 13 states. Jeffery is a registered representative with Northwestern Mutual Investment Services, LLC. Jeffery has been in the industry since August 18, 1983. Jeffery has passed the Series 6, Series 26, and Series 63 exams. Jeffery has previously worked with Robert W. Baird & Co. Incorporated. Jeffery has worked with Northwestern Mutual Investment Services, LLC since February 28, 2006, and is located at their Granville, OH office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
08/19/1983 - Present
Northwestern Mutual Investment Services, LLC (GRANVILLE OH)
WI
04/12/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffery James is the right advisor for you? Invested Better is here to help.
