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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Mallula is a financial advisor with Raymond James & Associates, Inc. He has been in the industry since 1994. Jeffery holds a Series 63, 65, 7, 8, 9, 10, 24, 31, 55, 57TO, and 79. He is registered to provide investment advice in 47 states, including Washington. Jeffery has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutional investors. Jeffery has previously worked with Wedbush Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Key Investments Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/29/2016 - Present
Raymond James & Associates, Inc. (SEATTLE WA)
OR
03/03/2015 - 09/28/2016
WEDBUSH SECURITIES INC. (SALEM OR)
WA
07/23/2012 - 03/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
05/06/2008 - 11/10/2011
RBC CAPITAL MARKETS, LLC (SEATTLE WA)
WA
04/02/2007 - 03/31/2008
MORGAN STANLEY & CO., INCORPORATED (SEATTLE WA)
WA
01/29/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SEATTLE WA)
OH
04/09/1996 - 01/29/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
MN
11/15/1993 - 04/08/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/15/1993 - 04/08/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/29/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/14/2002
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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