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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Kelly is a financial advisor who has been in the industry since 1992. Jeffery is currently registered with Hightower Advisors, LLC and has offices in Chicago, IL and Lakewood, CO. Jeffery has previously worked at UBS Financial Services Inc. and Morgan Stanley DW Inc. Jeffery is a Series 7, 63, 3, 31 and SIE licensed financial advisor with a focus on providing financial planning, portfolio management and other financial services to individuals, high-net-worth individuals, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
01/30/2025 - Present
Hightower Advisors, LLC (CHICAGO IL)
CO
08/04/2006 - 02/27/2017
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
01/16/1995 - 08/09/2006
MORGAN STANLEY DW INC. (CENTENNIAL CO)
NA
05/28/1992 - 01/16/1995
DAIN BOSWORTH INCORPORATED
IA
Issued 05/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1999
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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