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Jeffery Harold Hattaway

Aegis Capital Corp.

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About Jeffery Harold Hattaway

Jeffery Harold Hattaway is a financial advisor associated with Aegis Capital Corp. and has over 11 years of experience in the securities industry. Jeffery Harold Hattaway's current employment began on 03/2023. Prior to joining Aegis Capital Corp., Jeffery Harold Hattaway was affiliated with Ameriprise Financial Services, LLC from 10/2018 to 03/2023. Prior to this Jeffery Harold Hattaway was employed by Edward Jones from 04/2012 to 10/2018. Jeffery Harold Hattaway holds the Series 7, Series 66 and SIE securities registrations.

Firm Information

Jeffery Hattaway is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffery Hattaway’s Registration & Firm History

GA

05/11/2023 - Present

Aegis Capital Corp. (Griffin GA)

GA

10/19/2018 - 03/29/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Atlanta GA)

GA

05/18/2012 - 10/22/2018

EDWARD JONES (MONTICELLO GA)

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Licenses & Designations

BOTH

Issued 06/01/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffery Harold Hattaway. Review regulatory record here.
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