Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Ruffin is an investment advisor representative registered with Principal Securities, Inc., a firm located in Des Moines, Iowa. Jeffery has been in the industry for over 7 years and holds a Series 6, Series 63, and Series 65 licenses, as well as the SIE designation. Jeffery is a dedicated financial professional committed to providing a personalized approach to helping clients achieve their financial goals. Jeffery works with a range of clients, including individuals, families, and businesses. Jeffery specializes in financial planning, portfolio management, and pension consulting. In addition to his work as an investment advisor, Jeffery also works part-time as an insurance agent and is involved in a family business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
01/22/2024 - Present
Principal Securities, Inc. (Birmingham AL)
AL
06/29/2016 - 04/26/2017
BBVA SECURITIES INC. (BIRMINGHAM AL)
IA
Issued 01/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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