Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Dean Carlson is a financial advisor with Charles Schwab & CO., Inc. based in Phoenix, Arizona. Jeffery has been in the industry since 1995. Jeffery has passed exams for Series 7, Series 8, Series 9, Series 10, Series 24, Series 55, Series 57TO, and Series 66. In addition, Jeffery has a Series 63 license. Jeffery Carlson is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Jeffery previously worked at Quest Capital Strategies, Inc., Native American Securities Company, Inc., Archon Securities, LLC, TD Waterhouse Investor Services, Inc. and Baraban Securities, Inc.. Jeffery Carlson's areas of specialization include Investment Advisory Services and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
09/05/2017 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
04/13/2005 - 09/28/2005
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
11/19/2003 - 03/05/2004
NATIVE AMERICAN SECURITIES COMPANY, INC. (NEW YORK NY)
AZ
07/09/2001 - 11/13/2002
ARCHON SECURITIES, LLC (PHOENIX AZ)
CA
03/08/2001 - 05/25/2001
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NE
04/07/1992 - 12/22/1999
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
01/13/1992 - 03/30/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 09/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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