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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Sweesy is a financial advisor with LPL Financial LLC, with more than 20 years of experience in the financial industry. Jeffery's office is located in SAN DIEGO, CA. Jeffery has a Series 66 license, as well as several other industry certifications. Jeffery's previous employment includes UVEST FINANCIAL SERVICES GROUP, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jeffery is registered with the state of California and Texas as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/25/2010 - Present
LPL Financial LLC (SAN DIEGO CA)
NC
12/11/2009 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
03/11/2003 - 08/20/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
02/13/2001 - 05/03/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/22/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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