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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery D. Price is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeffery has been in the industry since November 1992 and has held multiple registrations with various firms over the years. He is licensed to provide investment advice and securities trading in multiple states. Jeffery D. Price is committed to providing customized financial solutions for individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/18/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHLAKE TX)
NY
11/07/1994 - 04/24/1995
SMITH BARNEY INC. (NEW YORK NY)
IL
05/21/1993 - 10/14/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
09/24/1992 - 04/20/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/24/1992 - 04/20/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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