Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffery? Claim Your ProfileJeffery Chunchieh Lu is a financial professional with over 20 years of experience in the industry. Currently, Jeffery is an Investment Advisor Representative at D.A. Davidson & Co. Jeffery has held previous roles with other firms including Wedbush Securities Inc., U.S. Bancorp Investments, Inc., Crowell Weedon & Co., Crowell, Weedon & Co., Transamerica Financial Advisors, Inc, MML Investors Services, LLC, Core Pacific Securities USA LLC and WMA Securities, Inc.. Jeffery has a wide range of experience and expertise across various areas of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/18/2022 - Present
D.a. Davidson & Co. (DENVER CO)
CA
09/01/2015 - 07/07/2021
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
04/08/2014 - 11/04/2014
U.S. BANCORP INVESTMENTS, INC. (CLAREMONT CA)
CA
11/25/2013 - 04/07/2014
D.A. DAVIDSON & CO. (WEST COVINA CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
09/03/2013 - 11/04/2013
CROWELL, WEEDON & CO. (WEST COVINA CA)
CA
03/18/2013 - 09/04/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (TORRANCE CA)
CA
10/29/2002 - 09/19/2012
MML INVESTORS SERVICES, LLC (BEVERLY HILLS CA)
CA
11/30/1999 - 07/23/2002
CORE PACIFIC SECURITIES USA LLC (COVINA CA)
GA
10/09/1998 - 11/29/1999
WMA SECURITIES, INC. (DULUTH GA)
NA
06/25/1996 - 09/10/1998
CAPITAL WORLD SECURITIES CORP
IA
Issued 10/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/17/2020
Series 14 - Compliance Officer Examination
BC
Issued 08/02/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/12/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/09/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/29/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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