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Jeffery Allen Smith

Preferred Capital Securities, LLC

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About Jeffery Allen Smith

Jeffery Smith is a financial advisor with Preferred Capital Securities, LLC. Jeffery has been in the financial services industry since June 8, 2000. Jeffery holds Series 7, Series 63, and Series 24 licenses. Jeffery has a wide range of experience working with clients in several states. Jeffery Smith is registered with FINRA and is a registered investment advisor. Jeffery currently works out of the Atlanta office.

Firm Information

Jeffery Smith is currently registered with Preferred Capital Securities, LLC. Preferred Capital Securities, LLC is a Limited Liability Company that was formed in September 2013. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffery Smith’s Registration & Firm History

GA

09/23/2016 - Present

Preferred Capital Securities, LLC (Atlanta GA)

GA

06/17/2013 - 09/19/2016

ANTHEM SECURITIES, INC. (Peachtree Corners GA)

CO

09/21/2010 - 06/24/2013

NORTHSTAR REALTY SECURITIES, LLC (GREENWOOD VILLAGE CO)

CA

04/08/2010 - 09/03/2010

TNP SECURITIES, LLC (COSTA MESA CA)

GA

05/30/2002 - 12/14/2009

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

IA

08/17/2000 - 04/17/2002

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

CT

12/16/1999 - 08/22/2000

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

IA

Issued 03/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffery Allen Smith. Review regulatory record here.
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