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Jefferson X Shaw

Susquehanna Financial Group, Lllp

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About Jefferson X Shaw

Jefferson X Shaw is a financial professional registered with Susquehanna Financial Group, Lllp in New York. Jefferson has been in the securities industry since June 24, 2005, and has a broad range of experience in the industry. Jefferson previously worked with RBC CAPITAL MARKETS, LLC, SG AMERICAS SECURITIES, LLC, and MORGAN STANLEY & CO., INCORPORATED. Jefferson holds multiple licenses including Series 3, 4, 7, 55, 57TO, and 63 and is registered in several states.

Firm Information

Jefferson Shaw is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jefferson Shaw’s Registration & Firm History

NY

07/15/2024 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

NY

09/14/2012 - 04/26/2024

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/30/2006 - 09/13/2012

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

11/12/2004 - 07/06/2006

MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2022

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2010

Series 3 - National Commodity Futures Examination

BC

Issued 01/31/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jefferson X Shaw.
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