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Jefferson Hill Rives

Truist Securities, Inc.

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About Jefferson Hill Rives

Jefferson Hill Rives is a financial advisor at Truist Securities, Inc. Jefferson has been working in the securities industry since June 16, 2005. Jefferson has held previous positions at Barclays Capital Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co. LLC, Jefferies & Company, Inc., Franklin Street Securities, Inc., and AXA Advisors, LLC. Jefferson is registered to sell securities in North Carolina and holds the following FINRA securities licenses: Series 7, Series 63, Series 66, and Series 79. Jefferson has also passed the SIE exam.

Firm Information

Jefferson Rives is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jefferson Rives’s Registration & Firm History

NC

08/28/2024 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

11/16/2021 - 08/28/2024

BARCLAYS CAPITAL INC. (Charlotte NC)

NC

08/27/2015 - 11/17/2021

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

10/10/2011 - 06/05/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/21/2010 - 09/02/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NC

03/08/2006 - 05/30/2008

FRANKLIN STREET SECURITIES, INC. (CHAPEL HILL NC)

NY

09/23/2004 - 12/15/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/15/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jefferson Hill Rives.
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