Unclaimed
Jefferson Blaine Cronan is a financial advisor with UBS Financial Services Inc. with more than 30 years of experience in the financial services industry. Jefferson has held licenses in Georgia, Tennessee and Texas. Jefferson is a registered representative in Georgia, Tennessee and Texas. Jefferson has passed several industry exams including Series 3, 7, 10, 26, 63 and SIE. Jefferson's previous firms include J.C. Bradford & Co., AMSOUTH INVESTMENT SERVICES, INC., and MARKETING ONE SECURITIES, INC.. Jefferson is currently located at UBS Financial Services Inc., One Union Square in Chattanooga, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
04/07/2010 - Present
UBS Financial Services Inc. (CHATTANOOGA TN)
NY
04/07/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
AL
02/09/1993 - 04/20/1994
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
OR
11/10/1992 - 04/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BC
Issued 11/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/30/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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