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Jeffany Ping Tan

Charles Schwab & CO., Inc.

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About Jeffany Ping Tan

Jeffany Tan has been working in the financial industry since May 2006. Currently, Jeffany Tan is registered with Charles Schwab & CO., Inc. as a registered representative. Jeffany Tan is also a registered investment advisor in Washington. Previously, Jeffany Tan was registered with Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Edward Jones, J.P. Morgan Securities LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.

Firm Information

Jeffany Tan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jeffany Tan’s Registration & Firm History

WA

06/06/2022 - Present

Charles Schwab & CO., Inc. (Seattle WA)

WA

01/09/2019 - 10/18/2021

FIDELITY BROKERAGE SERVICES LLC (BELLEVUE WA)

WA

12/20/2016 - 10/05/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)

WA

09/24/2015 - 12/13/2016

EDWARD JONES (KIRKLAND WA)

WA

03/07/2013 - 03/21/2014

J.P. MORGAN SECURITIES LLC (SEATTLE WA)

WA

06/01/2009 - 04/02/2013

MORGAN STANLEY (SEATTLE WA)

WA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)

WA

01/05/2004 - 04/02/2007

MORGAN STANLEY DW INC. (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 02/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 01/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffany Ping Tan. Review regulatory record here.
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