Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Richman is a financial advisor with over 28 years of experience in the industry. Jeff has worked with U.s. Bancorp Investments, Inc. since November 2021. Prior to that, Jeff was employed by PNC INVESTMENTS and BBVA SECURITIES INC.. Jeff holds a Series 6, Series 7, Series 24, Series 52TO, Series 53 and Series 63 license and has specialized in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CO
11/09/2021 - Present
U.s. Bancorp Investments, Inc. (Fort Collins CO)
CO
08/16/2021 - 11/02/2021
PNC INVESTMENTS (FORT COLLINS CO)
CO
05/16/2013 - 08/16/2021
BBVA SECURITIES INC. (LAFAYETTE CO)
CO
09/26/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (NORTHGLENN CO)
CO
07/06/2005 - 09/14/2012
CHASE INVESTMENT SERVICES CORP. (ARVADA CO)
IL
08/08/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/25/1994 - 07/22/1996
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
BOTH
Issued 11/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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