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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Richard Koester is a financial advisor at Wells Fargo Clearing Services, LLC. Jeff has been in the industry since 1992. He is licensed to provide investment advice in multiple states including California, Arizona, Florida, Nevada, and more. Jeff specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (LOMPOC CA)
CA
05/29/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA MARIA CA)
CA
05/02/2009 - 06/05/2009
CHASE INVESTMENT SERVICES CORP. (LOMPAC CA)
CA
07/14/1997 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTA MARIA CA)
CA
05/04/1995 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NY
04/07/1992 - 11/04/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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