Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Mccarty Cates is a financial advisor in Clarksville, Tennessee, with over 34 years of experience in the industry. Jeff is a registered representative with LPL Financial LLC. Previous firms include Park Avenue Securities LLC, Guardian Investor Services Corporation, and Mutual Benefit Financial Service Company. Jeff has a Series 6, Series 63, and Series 65 license. Jeff's specialties include portfolio management for businesses and individuals as well as financial planning. Jeff also has a non-variable insurance license and operates a real estate rental business, Cates Real Estate Holdings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/07/2004 - Present
LPL Financial LLC (CLARKSVILLE TN)
NY
05/03/1999 - 12/22/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/07/1991 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/29/1988 - 09/09/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 06/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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