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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., having been in the industry since August 2003. Jeff is a Registered Representative (Series 7, 63, 3, 9, 10, 24, 4, and SIE) and Investment Advisor Representative (Series 65). Jeff provides a variety of services to individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, state and municipal government entities, and banking or thrift institutions. Jeff also provides portfolio management for individuals, businesses, and pension consulting. Jeff has previous experience working for UBS Financial Services, Wells Fargo Advisors, E*TRADE Securities, OptionsXpress, Rosenthal Global Securities, Hull Transaction Services, Charles Schwab & Co., and Unified Management Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/24/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
01/08/2014 - 10/08/2014
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
08/26/2009 - 01/06/2014
WELLS FARGO ADVISORS, LLC (ORLAND PARK IL)
IL
01/04/2007 - 09/04/2009
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
01/03/2006 - 01/03/2007
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
05/25/2005 - 10/28/2005
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
IL
06/29/2001 - 10/02/2001
HULL TRANSACTION SERVICES, L.L.C. (CHICAGO IL)
TX
05/12/2000 - 03/21/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
05/03/1999 - 03/27/2000
UNIFIED MANAGEMENT CORPORATION (INDIANAPOLIS IN)
IA
Issued 10/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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