Unclaimed
Jeff Varner is a financial advisor who has been in the industry since 1995. Jeff is currently registered with The Baker Group, LP, and has previously worked at Stifel, Nicolaus & Company, Incorporated, First Empire Securities, Inc., Mesirow Financial, Inc., Advest, Inc., Raymond James & Associates, Inc., Merit Capital Associates, Inc., Tucker Anthony Incorporated, Lehman Brothers Inc., Lehman Government Securities Inc., and Lehman Special Securities Inc. Jeff holds the Series 3, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
NY
12/20/2023 - Present
THE Baker Group, LP (Babylon NY)
NY
03/15/2019 - 12/07/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HAUPPAUGE NY)
NY
02/04/2011 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
12/06/2005 - 08/27/2007
MESIROW FINANCIAL, INC. (NEW YORK NY)
CT
05/01/2003 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
FL
09/14/2001 - 04/09/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CT
10/14/1998 - 05/23/2001
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
MA
11/08/1994 - 10/06/1998
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
06/25/1991 - 09/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/24/1991 - 09/26/1994
LEHMAN GOVERNMENT SECURITIES INC.
NA
06/24/1991 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 09/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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