Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Cheng Jin is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeff has been in the industry since September 15, 2001 and has experience with Merrill Lynch, Pierce, Fenner & Smith Inc., CETERA INVESTMENT SERVICES LLC, LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., TD AMERITRADE, INC., UCB INVESTMENT SERVICES, INC., FISERV INVESTOR SERVICES, INC., WM FINANCIAL SERVICES, INC., PRIMEVEST FINANCIAL SERVICES, INC. and MORGAN STANLEY DW INC.. Jeff has a Series 7, 9, 10, 31 and 66 license. Jeff is also registered to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/25/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE WOODLANDS TX)
CA
01/29/2013 - 06/08/2019
CETERA INVESTMENT SERVICES LLC (TEMPLE CITY CA)
CA
10/11/2011 - 01/30/2013
LPL FINANCIAL LLC (MILPITAS CA)
CA
06/14/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CUPERTINO CA)
CA
05/02/2005 - 05/24/2007
TD AMERITRADE, INC. (SAN RAFAEL CA)
CA
04/12/2004 - 01/10/2005
UCB INVESTMENT SERVICES, INC. (MONTEREY PARK CA)
TX
03/03/2004 - 04/14/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
02/25/2003 - 02/28/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
04/23/2002 - 12/13/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
01/01/2001 - 04/17/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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