Unclaimed
Jeff Cantwell is a financial professional with over 12 years of experience in the industry. Jeff is currently registered with Seaport Global Securities LLC and is licensed in all 50 states. Jeff has previously worked at WELLS FARGO SECURITIES, LLC, GUGGENHEIM SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC. and J.P.MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/20/2023 - Present
Seaport Global Securities LLC (Costa Mesa CA)
CA
12/22/2021 - 09/28/2023
WELLS FARGO SECURITIES, LLC (Irvine CA)
NY
09/02/2014 - 12/22/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
01/01/2014 - 08/19/2014
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
01/09/2007 - 02/18/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/09/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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