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Jeff Cantwell

Seaport Global Securities LLC

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About Jeff Cantwell

Jeff Cantwell is a financial professional with over 12 years of experience in the industry. Jeff is currently registered with Seaport Global Securities LLC and is licensed in all 50 states. Jeff has previously worked at WELLS FARGO SECURITIES, LLC, GUGGENHEIM SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC. and J.P.MORGAN SECURITIES INC.

Firm Information

Jeff Cantwell is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeff Cantwell’s Registration & Firm History

CA

09/20/2023 - Present

Seaport Global Securities LLC (Costa Mesa CA)

CA

12/22/2021 - 09/28/2023

WELLS FARGO SECURITIES, LLC (Irvine CA)

NY

09/02/2014 - 12/22/2021

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

01/01/2014 - 08/19/2014

SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)

NY

01/09/2007 - 02/18/2009

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/03/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/09/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/30/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeff Cantwell.
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