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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Jen, C is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jeff is a securities professional with over 20 years of experience in the industry. He is licensed to provide investment advice in California, Arizona, Colorado, Florida, Hawaii, Michigan, Nevada, New York, North Carolina, Tennessee, Texas, and Utah. Jeff has a strong track record of success in helping clients achieve their financial goals. He offers a wide range of investment services, including portfolio management, financial planning, and retirement planning. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Jeff worked at MML INVESTORS SERVICES, LLC and CHARLES SCHWAB & CO., INC. Jeff has a deep understanding of the financial markets and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/23/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
01/15/2020 - 11/12/2020
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
10/01/2002 - 06/06/2019
CHARLES SCHWAB & CO., INC. (NEWPORT BEACH CA)
NY
05/01/2000 - 09/18/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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