Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeff? Claim Your ProfileJeff Alan Dial is a financial advisor with over 10 years of experience in the industry. Jeff is currently registered with Vanguard Marketing Corp., a firm that specializes in [Replace this with the firm's specialization] and is a licensed Series 7 and 63 representative. Jeff has held previous positions with TRADEKING, ZECCO TRADING, INC., WELLS FARGO ADVISORS, LLC, and SYNERGY INVESTMENT GROUP, LLC. Jeff's background allows him to provide clients with a wide range of financial services, including [Replace this with the specific services offered].
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/19/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
09/18/2012 - 01/13/2015
TRADEKING (CHARLOTTE NC)
CA
09/28/2012 - 01/10/2013
ZECCO TRADING, INC. (GLENDALE CA)
NC
01/31/2012 - 08/09/2012
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
11/05/2011 - 01/05/2012
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
BC
Issued 08/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2014
Series 4 - Registered Options Principal Examination
BC
Issued 07/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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