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Jeannine Unger

Fidelity Brokerage Services LLC

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About Jeannine Unger

Jeannine Unger is a financial professional with over 30 years of experience in the securities industry. Jeannine is currently registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Jeannine was employed at Santander Securities LLC and L.M. Kohn & Company. Jeannine holds the Series 63, Series 7, and SIE exams. She is registered to conduct business in 52 states and the District of Columbia.

Firm Information

Jeannine Unger is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeannine Unger’s Registration & Firm History

RI

09/08/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NJ

12/27/2018 - 04/08/2022

SANTANDER SECURITIES LLC (West Long Branch NJ)

OH

01/27/2016 - 12/31/2016

L.M. KOHN & COMPANY (CINCINNATI OH)

NJ

01/03/2006 - 12/31/2013

L.M. KOHN & COMPANY (COLTS NECK NJ)

NJ

09/14/1988 - 01/04/2006

WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)

NA

11/25/1987 - 07/21/1988

KMS CORPORATE BROKERS, INC.

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Licenses & Designations

BC

Issued 12/22/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeannine Unger.
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