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Jeannine Tran

Fidelity Brokerage Services LLC

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About Jeannine Tran

Jeannine Tran is a financial advisor with Fidelity Brokerage Services LLC. Jeannine has been in the industry since 2020 and is registered to provide investment advice in 52 states. Jeannine holds the Series 63, 65, 7 and SIE licenses and has passed all relevant state licensing exams.

Firm Information

Jeannine Tran is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeannine Tran’s Registration & Firm History

CA

06/08/2021 - Present

Fidelity Brokerage Services LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/11/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/07/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Jeannine Tran. Review regulatory record here.
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