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Jeannine Therese Nalley

Raymond James Financial Services, Inc.

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About Jeannine Therese Nalley

Jeannine Therese Nalley is a financial advisor currently registered with Raymond James Financial Services, Inc. and has been in the industry since May 25, 2001. Jeannine Nalley has a total of 2 approved State registrations, 1 approved FINRA registration, and 1 approved SRO registration. Jeannine Nalley has passed the Series 7, Series 63, and SIE exams. Previously, Jeannine Nalley was employed at BANC OF AMERICA INVESTMENT SERVICES, INC., SII INVESTMENTS, INC., LUKEN INVESTMENT GROUP, INC., and WILEY BROS.-AINTREE CAPITAL, LLC.

Firm Information

Jeannine Nalley is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeannine Nalley’s Registration & Firm History

TN

09/29/2006 - Present

Raymond James Financial Services, Inc. (NASHVILLE TN)

TN

03/20/2006 - 10/05/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (BRENTWOOD TN)

MA

08/11/2004 - 07/22/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

WI

05/16/2003 - 11/03/2003

SII INVESTMENTS, INC. (APPLETON WI)

TN

01/09/2002 - 09/30/2003

LUKEN INVESTMENT GROUP, INC. (NASHVILLE TN)

TN

10/06/1999 - 10/23/2001

WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)

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Licenses & Designations

BC

Issued 09/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeannine Therese Nalley.
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