Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeannine? Claim Your ProfileJeannine Brookman is an investment advisor representative with UBS Financial Services Inc. Jeannine has been in the industry since 1996. She is registered with the state of Georgia and has been registered with UBS Financial Services Inc. since January of 2014. Previously, Jeannine has worked for MORGAN STANLEY, MORGAN KEEGAN & COMPANY, INC., SUNTRUST ROBINSON HUMPHREY, INC., SUNTRUST EQUITABLE SECURITIES and CS FIRST BOSTON CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
02/12/2020 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
04/30/2012 - 01/23/2014
MORGAN STANLEY (ATLANTA GA)
GA
09/08/2011 - 03/06/2012
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
11/08/2001 - 11/23/2010
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
07/02/1996 - 06/08/2001
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
NY
12/20/1994 - 05/31/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 01/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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