Unclaimed
Jeannie Mainland is a registered representative with Pruco Securities, LLC. Jeannie has been in the financial services industry since January 2011. Jeannie has been with Pruco Securities, LLC since October 2018. Previously, Jeannie worked for MML Investors Services, LLC and MSI Financial Services, Inc. Jeannie is licensed to provide investment advice in California and Texas. Jeannie is also licensed as a real estate agent in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
05/26/2021 - Present
Pruco Securities, LLC (SAN JOSE CA)
CA
03/25/2017 - 10/11/2018
MML INVESTORS SERVICES, LLC (San Jose CA)
CA
02/14/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
10/05/2010 - 11/14/2011
WORLD GROUP SECURITIES, INC. (SAN JOSE CA)
IA
Issued 08/31/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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