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Jeannie Marie Hughes

Raymond James Financial Services, Inc.

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About Jeannie Marie Hughes

Jeannie Hughes is a financial advisor currently associated with Raymond James Financial Services, Inc. Jeannie has been in the industry since November 1987. Previously, Jeannie worked at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Wheat, First Securities, Inc., and Paine Webber Incorporated. Jeannie has passed Series 63, Series 7 and SIE exams and holds registrations in Virginia and Ohio.

Firm Information

Jeannie Hughes is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeannie Hughes’s Registration & Firm History

VA

05/18/2020 - Present

Raymond James Financial Services, Inc. (Virginia Beach VA)

VA

06/06/2008 - 05/19/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIRGINIA BEACH VA)

VA

08/25/1995 - 06/20/2008

UBS FINANCIAL SERVICES INC. (VIRGINIA BEACH VA)

NC

02/03/1995 - 08/21/1995

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NJ

07/31/1991 - 12/15/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NJ

02/23/1990 - 10/22/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

12/23/1985 - 03/13/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeannie Marie Hughes.
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