Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeannette? Claim Your ProfileJeannette Goldstein is a financial advisor with Wells Fargo Clearing Services, LLC, an industry leader with over $500 billion in assets under management. Jeannette has been active in the industry since 2010 and has a wide range of experience, having previously worked at Santander Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and NYLIFE Securities LLC. Jeannette holds the following licenses and certifications: Series 6, 7, 10, 24, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/30/2022 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NJ
01/09/2017 - 09/28/2020
SANTANDER SECURITIES LLC (Florham Park NJ)
NJ
05/17/2014 - 12/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NJ
03/04/2010 - 12/31/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MORRISTOWN NJ)
NY
10/16/2008 - 02/05/2010
NYLIFE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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